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KM Financial Solutions | UPDATE 2-Schwab to pay fine to settle U.S. charges on suspicious trades
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UPDATE 2-Schwab to pay fine to settle U.S. charges on suspicious trades

01 Jul UPDATE 2-Schwab to pay fine to settle U.S. charges on suspicious trades

Posted at 19:00h in News by
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July 2 (Reuters) – Charles Schwab Corp will pay a
$2.8 million civil fine to settle U.S. Securities and Exchange
Commission charges it failed to file suspicious activity reports
on questionable transactions by 37 investment advisers.

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