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KM Financial Solutions | UPDATE 1-Merrill Lynch to pay $8.9 mln to settle charges -U.S. SEC
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UPDATE 1-Merrill Lynch to pay $8.9 mln to settle charges -U.S. SEC

19 Aug UPDATE 1-Merrill Lynch to pay $8.9 mln to settle charges -U.S. SEC

Posted at 18:48h in News by
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Merrill Lynch’s equity
research arm has agreed to pay $8.9 million to settle charges
that it failed to disclose its own conflict of interest in
advising clients about third-party products, the U.S. Securities
and Exchange Commission said on Monday.

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