UPDATE 1-FINRA fines Interactive Brokers $5.5 mln for short selling violations
19 Aug UPDATE 1-FINRA fines Interactive Brokers $5.5 mln for short selling violations
Posted at 22:17h
in
News
by KMFSLLP
The Financial Industry Regulatory
Authority (FINRA) has fined a unit of Interactive Brokers Group
Inc $5.5 million for violating several naked short
selling rules over a period of at least three years.
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