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KM Financial Solutions | US SEC says Morgan Stanley to pay $3.5 mln fine over misuse of funds
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US SEC says Morgan Stanley to pay $3.5 mln fine over misuse of funds

28 Jun US SEC says Morgan Stanley to pay $3.5 mln fine over misuse of funds

Posted at 18:21h in News by
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WASHINGTON, June 29 (Reuters) – Morgan Stanley agreed
to pay a $3.6 million fine after regulators found it failed to
detect or prevent misappropriation of client funds, the U.S.
Securities and Exchange Commission (SEC) said on Friday.

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