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KM Financial Solutions | Credit Suisse hit with $6.5 mln U.S. fine for supervisory lapses
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Credit Suisse hit with $6.5 mln U.S. fine for supervisory lapses

23 Dec Credit Suisse hit with $6.5 mln U.S. fine for supervisory lapses

Posted at 10:16h in News by
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The U.S. Financial Industry
Regulatory Authority (FINRA) and major exchanges have fined
Credit Suisse’s U.S.-based securities business $6.5
million for supervisory failings, FINRA said late on Monday.

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