KM Financial Solutions | Australia corporate regulator to seek harsher penalties for errant stockbrokers
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Australia corporate regulator to seek harsher penalties for errant stockbrokers

Australia corporate regulator to seek harsher penalties for errant stockbrokers

The Australian corporate
regulator said on Thursday that it will seek harsher punishment,
including possible criminal sanctions, for stockbroking houses
that benefit unlawfully from IPOs or other capital raisings.

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